Lee, Wai Yip (SFC:AWX944) 李偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-03-08 | 2012-03-22 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-03-08 | 2012-03-22 |
| 3 | COFCO Futures (International) Co., Limited | RO | Advising on securities | 2023-07-31 | RO | Dealing in securities | 2023-07-31 | Rep | Advising on futures contracts | 2023-11-27 | Rep | Dealing in futures contracts | 2023-11-27 |
| 4 | KAM LUEN SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-16 | 2019-02-01 | RO | Dealing in securities | 2019-02-01 | 2019-12-20 | RO | Advising on securities | 2019-06-28 | 2019-12-20 | RO | Asset management | 2019-06-28 | 2019-12-20 |
| 5 | Metaverse Securities Limited (HK) | Rep | Advising on securities | 2020-01-09 | 2020-04-15 | Rep | Asset management | 2020-01-09 | 2020-04-15 | Rep | Dealing in securities | 2020-01-09 | 2020-04-15 | RO | Advising on securities | 2020-04-15 | 2023-04-28 | RO | Asset management | 2020-04-15 | 2023-04-28 | RO | Dealing in securities | 2020-04-15 | 2023-04-28 | Rep | Advising on futures contracts | 2020-11-12 | 2023-04-28 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-04-24 | 2018-12-01 | Rep | Advising on securities | 2014-09-26 | 2018-12-01 |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-10-08 | 2018-12-01 |
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