Lo, Ka Shun (SFC:AXA210) 盧嘉信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-03-21 | 2016-08-31 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-03-21 | 2016-08-31 |
| 3 | Future Growth Asset Management Limited | Rep | Advising on securities | 2018-05-28 | 2020-04-30 | Rep | Asset management | 2018-05-28 | 2020-04-30 |
| 4 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2016-09-12 | 2018-05-28 | Rep | Dealing in securities | 2016-09-12 | 2018-05-28 | RO | Dealing in futures contracts | 2018-05-28 | 2020-04-30 | RO | Dealing in securities | 2018-05-28 | 2020-04-30 |
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