Ng, Fan 吳凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-03-12 | 2011-04-02 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 2011-07-26 | 2011-09-22 |
| 2 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-03-12 | 2011-04-02 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 2011-07-26 | 2011-09-22 | Rich Union Securities (H.K.) Limited | Rep | 2012-03-30 | 2015-07-15 | Rich Union Securities (H.K.) Limited | RO | 2015-07-15 | 2022-06-07 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-05-07 | 2011-04-02 |
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