Ng, Oi Wai 吳愛慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2007-09-19 | 2008-09-20 |
| 2 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-02-13 | 2008-09-20 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-02-15 | 2015-11-12 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-02-15 | 2015-11-12 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-01-20 | 2016-03-24 | RO | Dealing in securities | 2016-03-24 | 2017-10-02 | RO | Dealing in securities | 2017-10-03 | 2023-12-08 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-01-20 | 2016-03-24 | RO | Dealing in futures contracts | 2016-03-24 | 2023-12-08 |
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