Ng, Wai Kwong (SFC:AWP695) 伍偉光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-01-11 | 2011-09-17 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-01-11 | 2011-09-17 |
| 3 | CASH Wealth Management Limited | Rep | Asset management | 2017-04-13 | 2020-01-23 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-04-13 | 2020-01-23 |
| 5 | JVSakk Asia Limited | Rep | Dealing in securities | 2013-09-16 | 2014-03-14 |
| 6 | JVSakk Asset Management Limited | Rep | Asset management | 2013-09-16 | 2014-03-14 |
| 7 | Leading Securities Company Limited | Rep | Dealing in securities | 2015-03-03 | 2015-05-05 |
| 8 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2011-10-31 | 2012-07-26 |
| 9 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-08-13 | 2013-08-23 | Rep | Asset management | 2012-09-17 | 2013-08-23 |
| 10 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-17 | 2013-08-23 |
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