Ng, Wing Shan (SFC:AXI704) 吳穎姍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-05-27 | 2012-08-24 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-05-27 | 2012-08-24 |
| 3 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-10-29 | 2014-05-06 |
| 4 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-09-18 | 2014-05-06 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-09-18 | 2014-05-06 |
| 6 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-05-20 | 2018-09-26 | RO | Asset management | 2018-09-26 |
| 7 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-20 | 2018-12-24 | Rep | Advising on futures contracts | 2018-01-15 | 2018-12-24 | RO | Advising on futures contracts | 2018-12-24 | RO | Dealing in futures contracts | 2018-12-24 |
| 8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-20 | Rep | Advising on securities | 2017-06-15 |
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