Shim, Chi Wing 單志榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Smart Asset Management Limited | Rep | Asset management | 2018-01-04 | 2021-05-31 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2017-08-18 | RO | Dealing in futures contracts | 2017-08-18 | 2021-05-31 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-02-03 | 2017-08-18 | RO | Dealing in securities | 2017-08-18 | 2021-05-31 |
| 4 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-12-01 | 2023-01-18 | RO | Dealing in futures contracts | 2023-01-18 |
| 5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2022-12-01 | 2023-01-18 | RO | Dealing in securities | 2023-01-18 |
| 6 | Zero2IPO Asset Management Limited | RO | Advising on securities | 2022-03-21 | 2022-10-16 | RO | Asset management | 2022-03-21 | 2022-10-16 |
| 7 | Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2021-11-23 | 2022-10-16 | RO | Dealing in securities | 2021-11-23 | 2022-10-16 |
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