Siu, Ho Yan 蕭浩恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Smart Asset Management Limited | Rep | Asset management | 2019-08-30 | |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-20 | 2017-02-25 | Rep | Dealing in futures contracts | 2019-08-30 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-20 | 2017-02-25 | Rep | Dealing in securities | 2019-08-30 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-03-24 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-07-23 |
| 5 | KGI Asset Management Limited | Rep | Asset management | 2018-05-08 | 2019-07-23 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-03-24 | 2019-07-23 |
| 7 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-25 | 2010-02-26 |
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