So, Wai Lun 蘇煒綸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-13 | 2016-04-05 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-13 | 2016-04-05 |
| 3 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-12-04 | 2023-11-15 | Rep | Asset management | 2019-12-04 | 2023-11-15 | RO | Advising on securities | 2023-11-15 | RO | Asset management | 2023-11-15 |
| 4 | China Vered Securities Limited | Rep | Advising on securities | 2019-12-04 | 2023-03-06 | Rep | Dealing in securities | 2019-12-04 | 2023-03-06 | Rep | Dealing in futures contracts | 2020-01-30 | 2020-05-08 | RO | Dealing in futures contracts | 2020-05-08 | RO | Advising on securities | 2023-03-06 | RO | Dealing in securities | 2023-03-06 |
| 5 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-04-28 | 2017-05-11 |
| 6 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-04-28 | 2017-05-11 |
| 7 | KAM LUEN SECURITIES LIMITED | Rep | Dealing in securities | 2019-02-28 | 2019-05-08 | RO | Dealing in securities | 2019-05-08 | 2019-11-15 | Rep | Advising on securities | 2019-08-26 | 2019-11-15 | Rep | Asset management | 2019-08-26 | 2019-11-15 |
| 8 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-04-18 | 2018-12-31 | Rep | Dealing in futures contracts | 2018-04-18 | 2018-12-31 | Rep | Dealing in securities | 2018-04-18 | 2018-12-31 | Rep | Asset management | 2018-08-06 | 2018-12-31 |
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