Tam, Kenney 譚君禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ark Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-06-04 | 2015-09-09 |
| 2 | Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-04 | 2015-09-09 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-05 | 2012-03-01 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-05 | 2012-03-01 |
| 5 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-09-22 | 2017-02-28 |
| 6 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-09-22 | 2017-02-28 |
| 7 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-30 | 2010-04-16 |
| 8 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-12 | 2010-04-16 |
| 9 | Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2017-03-01 | 2022-01-08 | Rep | Dealing in futures contracts | 2024-04-18 |
| 10 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2006-05-26 | 2006-07-26 |
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