Tong, Tsz Wai 唐子維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Averest Capital Limited | Rep | Dealing in securities | 2018-07-17 | 2019-02-27 | RO | Dealing in securities | 2019-02-27 | 2023-05-03 | Rep | Advising on securities | 2019-04-04 | 2023-05-03 | Rep | Asset management | 2019-04-04 | 2023-05-03 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-10 | 2017-05-14 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-02-26 | 2017-05-14 |
| 4 | DL Digital Family Office (HK) Limited | RO | Advising on securities | 2024-03-18 | RO | Asset management | 2024-03-18 |
| 5 | DL SECURITIES (HK) LIMITED | RO | Advising on securities | 2024-03-18 | RO | Dealing in securities | 2024-03-18 |
| 6 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2023-05-16 | 2023-11-27 | RO | Dealing in securities | 2023-11-27 | 2024-02-16 |
| 7 | Fortune Asset Management Limited | Rep | Advising on securities | 2023-05-16 | 2024-02-16 | Rep | Asset management | 2023-05-16 | 2024-02-16 |
| 8 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2017-06-01 | 2018-07-13 | Rep | Dealing in securities | 2017-06-01 | 2018-07-13 | Rep | Asset management | 2017-09-26 | 2018-07-13 |
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