Tsui, Hoi Lap 徐海立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2014-07-24 | 2014-09-10 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-13 | 2014-09-10 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-13 | 2014-09-10 |
| 4 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2018-04-13 | 2018-09-05 | Rep | Asset management | 2018-04-13 | 2018-09-05 |
| 5 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-12-17 | 2018-09-05 | Rep | Dealing in securities | 2015-12-17 | 2018-09-05 |
| 6 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2018-09-27 | |
| 7 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2018-09-27 | Rep | Dealing in securities | 2018-09-27 |
| 8 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-30 | 2015-12-10 |
| 9 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-12-30 | 2015-12-10 |
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