Yau, Alice Fuk Yuk 游馥玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-07-27 | 2017-11-21 | Rep | Dealing in securities | 2017-07-27 | 2017-11-21 | RO | Advising on securities | 2017-11-21 | 2021-04-13 | RO | Dealing in futures contracts | 2017-11-21 | 2021-04-13 | RO | Dealing in securities | 2017-11-21 | 2021-04-13 | Rep | Asset management | 2018-06-20 | 2021-04-13 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-22 | 2012-11-15 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-06 | 2012-11-15 |
| 4 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-01-04 | 2016-06-14 |
| 5 | China On Securities Limited | Rep | Dealing in securities | 2021-04-15 | 2021-04-21 | Rep | Asset management | 2021-04-15 | 2021-06-25 | RO | Dealing in securities | 2021-04-21 | 2021-06-25 |
| 6 | CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-14 | 2009-07-25 |
| 7 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-10 | 2009-07-25 |
| 8 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-01-12 | 2015-03-25 |
| 9 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-01-12 | 2015-03-25 |
| 10 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-05-06 | 2015-12-21 |
| 11 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2021-12-30 | 2023-07-04 | RO | Dealing in securities | 2021-12-30 | 2023-07-04 |
| 12 | HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-04 | 2009-10-16 |
| 13 | Public Financial Securities Limited | Rep | Dealing in securities | 2023-12-06 | |
| 14 | Vantage New Generation Securities Limited | Rep | Advising on securities | 2016-09-12 | 2016-10-17 | Rep | Dealing in securities | 2016-09-12 | 2016-10-17 | RO | Advising on securities | 2016-10-17 | 2017-07-02 | RO | Dealing in securities | 2016-10-17 | 2017-07-02 |
| 15 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-10 | 2014-10-31 |
| 16 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-10 | 2014-10-31 |
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