Yeung, Pui Yan 楊佩恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-08-29 | 2014-07-01 | Redford Asset Management Limited | Rep | 2014-10-17 | 2018-06-01 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 2019-01-30 |
| 2 | Redford Asset Management Limited | Rep | Asset management | 2015-01-16 | 2018-06-01 | KIN BRIDGE CAPITAL LIMITED | Rep | 2018-06-29 | 2018-11-23 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 2018-12-20 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-13 | 2012-04-09 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-13 | 2012-04-09 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2012-08-29 | 2014-07-01 | REDFORD SECURITIES LIMITED | Rep | 2014-10-17 | 2018-06-01 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 2019-01-30 |
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