Yu, Nga Chi 余雅芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-06-01 | 2017-03-31 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-06-01 | 2017-03-31 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-04-26 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-09-14 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-04-26 | 2019-09-14 |
| 5 | OnePlatform Securities Limited | Rep | Dealing in securities | 2020-01-31 | |
| 6 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2010-05-14 | 2011-05-09 |
| 7 | uSmart Securities Limited | Rep | Dealing in securities | 2019-10-24 | 2020-01-03 |
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