Ho, Chak Sum 何澤森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-22 | 2011-05-11 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-03-23 | 2013-05-26 | Rep | Dealing in futures contracts | 2014-05-26 | 2015-07-19 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-05-30 | 2013-05-26 | Rep | Dealing in securities | 2014-05-26 | 2015-07-19 |
| 4 | China Sunrise Asset Management Limited | Rep | Asset management | 2020-03-02 | 2022-05-06 |
| 5 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2016-03-21 | 2018-11-02 | RO | Dealing in securities | 2018-11-02 | 2019-05-19 | Rep | Dealing in securities | 2019-08-26 | 2019-09-20 | RO | Dealing in securities | 2019-09-20 | 2022-05-06 | RO | Advising on securities | 2020-03-02 | 2022-05-06 |
| 6 | EVERGREEN SECURITIES LIMITED | Rep | Dealing in securities | 2024-03-14 | |
| 7 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-30 | 2014-04-26 |
| 8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-30 | 2014-04-26 |
| 9 | KAM LUEN SECURITIES LIMITED | Rep | Advising on securities | 2022-05-16 | 2022-05-24 | Rep | Asset management | 2022-05-16 | 2022-05-24 | Rep | Dealing in securities | 2022-05-16 | 2022-05-24 | RO | Advising on securities | 2022-05-24 | 2023-10-06 | RO | Asset management | 2022-05-24 | 2023-10-06 | RO | Dealing in securities | 2022-05-24 | 2023-10-06 |
| 10 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2015-08-21 | 2016-01-26 |
| 11 | PROFIT ACCESS INVESTMENTS LIMITED | Rep | Dealing in securities | 2019-06-28 | 2019-08-16 |
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