Li, Chris Wai Kit 李維傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-08-27 | 2018-06-30 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-05-26 | 2018-06-30 |
| 3 | China Prospect Securities Limited | Rep | Dealing in securities | 2018-07-06 | 2018-07-18 | RO | Advising on securities | 2018-07-18 | 2023-07-31 | RO | Dealing in securities | 2018-07-18 | 2023-07-31 |
| 4 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-23 | 2011-04-16 |
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