Ng, Kai Chong 吳佳創
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aevitas Securities Limited | Rep | Dealing in securities | 2010-10-05 | 2011-01-08 |
| 2 | BIG BAY SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-03-01 | 2017-04-11 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-12-05 | 2016-09-18 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-12 | 2016-09-18 |
| 5 | Hong Kong Jiasheng International Asset Management Limited | Rep | Advising on securities | 2017-09-26 | 2018-01-18 | Rep | Asset management | 2017-09-26 | 2018-01-18 | RO | Advising on securities | 2018-01-18 | RO | Asset management | 2018-01-18 |
| 6 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-02-02 | 2017-02-10 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-02-02 | 2017-02-10 |
| 8 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2011-01-31 | 2011-03-01 |
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