Tam, Chi Lok Arnold 譚智樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2021-11-17 | 2022-05-26 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2010-06-28 | 2022-05-26 | Rep | Dealing in securities | 2010-06-28 | 2022-05-26 |
| 3 | Futu Securities International (HONG KONG) Limited | Rep | Advising on securities | 2023-10-05 | Rep | Dealing in securities | 2023-10-05 | Rep | Advising on futures contracts | 2023-12-05 | Rep | Dealing in futures contracts | 2023-12-05 |
| 4 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-06-28 | 2023-08-10 | Rep | Dealing in securities | 2023-06-28 | 2023-08-10 | Rep | Asset management | 2023-07-11 | 2023-08-10 |
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