Wong, Ka Wing (SFC:AVZ613) 黃嘉榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-10-05 | 2013-05-24 |
| 2 | Canfield Securities Company Limited | Rep | Asset management | 2021-02-25 | 2021-08-29 | RO | Advising on securities | 2021-02-25 | 2021-08-29 | RO | Dealing in securities | 2021-02-25 | 2021-08-29 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2020-01-17 | 2020-04-21 |
| 4 | CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-01-25 | 2019-10-08 |
| 5 | CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Advising on securities | 2017-03-10 | 2018-10-02 | Rep | Dealing in securities | 2017-03-10 | 2018-10-02 | Rep | Asset management | 2018-03-01 | 2019-10-08 | RO | Advising on securities | 2018-10-02 | 2019-10-08 | RO | Dealing in securities | 2018-10-02 | 2019-10-08 |
| 6 | CVP Securities Limited | Rep | Dealing in securities | 2020-06-03 | 2020-07-31 | RO | Dealing in securities | 2020-07-31 | 2020-11-23 | Rep | Dealing in securities | 2021-11-10 | 2021-12-21 | Rep | Dealing in futures contracts | 2021-11-22 | 2022-09-30 | RO | Dealing in securities | 2021-12-21 | 2022-09-30 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2020-01-17 | 2020-04-21 | Rep | Dealing in securities | 2020-01-17 | 2020-04-21 |
| 8 | Golden Rich Securities Limited | RO | Dealing in securities | 2022-10-03 | RO | Advising on securities | 2023-02-27 |
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