Chan, Chi Man (SFC:ACT733) 陳志文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Advising on securities | 2015-10-08 | 2015-11-24 | Rep | Asset management | 2015-10-08 | 2015-11-24 | Rep | Dealing in securities | 2015-10-08 | 2015-11-24 | RO | Advising on securities | 2015-11-24 | 2019-01-31 | RO | Asset management | 2015-11-24 | 2019-01-31 | RO | Dealing in securities | 2015-11-24 | 2019-01-31 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-05 | Rep | Advising on securities | 2005-01-10 | Rep | Asset management | 2005-01-10 | Rep | Dealing in securities | 2004-05-05 | 2005-01-10 | RO | Advising on futures contracts | 2005-01-10 | 2008-04-14 | RO | Advising on securities | 2005-01-10 | 2008-04-14 | RO | Asset management | 2005-01-10 | 2008-04-14 | RO | Dealing in securities | 2005-01-10 | 2008-04-14 |
| 3 | FRONTIER CAPITAL INVESTMENT LIMITED | Rep | Advising on securities | 2019-05-23 | 2019-08-13 | RO | Advising on securities | 2019-08-13 | 2021-01-19 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2019-05-23 | 2019-06-10 | Rep | Asset management | 2019-05-23 | 2019-06-10 | Rep | Dealing in securities | 2019-05-23 | 2019-06-10 | RO | Advising on securities | 2019-06-10 | 2021-01-19 | RO | Asset management | 2019-06-10 | 2021-01-19 | RO | Dealing in securities | 2019-06-10 | 2021-01-19 |
| 5 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on futures contracts | 2008-04-24 | 2008-06-03 | Rep | Advising on securities | 2008-04-24 | 2008-06-03 | Rep | Asset management | 2008-04-24 | 2008-06-03 | Rep | Dealing in securities | 2008-04-24 | 2008-06-03 | RO | Dealing in futures contracts | 2008-06-03 | 2014-07-24 | RO | Advising on futures contracts | 2008-06-03 | 2015-09-29 | RO | Advising on securities | 2008-06-03 | 2015-09-29 | RO | Asset management | 2008-06-03 | 2015-09-29 | RO | Dealing in securities | 2008-06-03 | 2015-09-29 |
| 6 | Heyokha Brothers Limited | Rep | Advising on securities | 2021-02-11 | 2021-04-16 | Rep | Asset management | 2021-02-11 | 2021-04-16 | RO | Advising on securities | 2021-04-16 | RO | Asset management | 2021-04-16 |
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