Wong, Wai Ha (SFC:AQI375) 黃慧霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2022-03-31 | 2022-04-05 | Rep | Asset management | 2022-03-31 | 2022-04-05 | Rep | Dealing in securities | 2022-03-31 | 2022-04-05 |
| 2 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Dealing in securities | 2008-03-10 | 2014-05-15 | Rep | Advising on futures contracts | 2008-03-10 | 2015-09-17 | Rep | Advising on securities | 2008-03-10 | 2018-04-30 | Rep | Dealing in futures contracts | 2008-09-11 | 2014-07-24 | Rep | Asset management | 2013-08-13 | 2018-04-30 | RO | Dealing in securities | 2014-05-15 | 2018-04-30 | RO | Advising on futures contracts | 2015-09-17 | 2018-04-30 |
| 3 | PSI Capital Asia Limited | Rep | Advising on securities | 2018-05-14 | 2020-08-17 | Rep | Dealing in securities | 2018-05-14 | 2020-08-17 |
| 4 | South China Investment Management Limited | Rep | Asset management | 2022-09-20 | 2022-11-16 | Rep | Asset management | 2024-02-01 |
| 5 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2022-09-20 | 2022-11-16 | Rep | Advising on securities | 2024-02-01 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-09-20 | 2022-11-16 | Rep | Dealing in securities | 2024-02-01 |
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