Lam, Dave Chi Wai 林志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-13 | Rep | Advising on securities | 2004-12-13 | Rep | Asset management | 2004-12-13 | Rep | Automated trading services | 2004-12-13 | Rep | Dealing in securities | 2009-07-06 |
| 2 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2010-03-01 | |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-04 | 2009-07-06 | Rep | Advising on securities | 2008-06-24 | 2009-07-06 |
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