Liu, Louisa Yun Yun 劉欣欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2008-04-23 | |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2003-05-28 | 2004-06-28 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-15 | 2007-11-23 | Rep | Advising on securities | 2004-07-28 | 2007-11-23 | Rep | Dealing in futures contracts | 2006-02-08 | 2007-10-12 |
| 4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-05-23 | Rep | Advising on securities | 2003-05-23 | Rep | Asset management | 2003-05-23 | Rep | Dealing in securities | 2003-05-23 |
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