Ng, Wai Chun (SFC:ACN211) 吳偉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2008-04-30 | 2023-04-17 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-04-01 | 2008-01-15 | Rep | Dealing in securities | 2004-04-01 | 2008-01-15 |
| 3 | ETRADE SECURITIES LIMITED | Rep | Advising on securities | 2004-04-01 | 2007-10-31 | Rep | Dealing in securities | 2004-04-01 | 2007-10-31 |
| 4 | PLATINUM BROKING COMPANY LIMITED | Rep | Advising on corporate finance | 2004-03-10 | Rep | Advising on securities | 2004-03-10 | Rep | Asset management | 2004-03-10 | Rep | Dealing in securities | 2004-03-10 |
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