Kwok, Banny Shu To 郭樹滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUSINESS FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-25 | Rep | Asset management | 2003-09-25 | Rep | Dealing in futures contracts | 2006-09-14 | RO | Dealing in futures contracts | 2006-09-14 | 2007-03-14 | Rep | Dealing in futures contracts | 2007-03-14 | 2009-12-11 | RO | Dealing in futures contracts | 2009-12-11 | 2018-08-16 |
| 2 | BUSINESS SECURITIES LIMITED | RO | Advising on corporate finance | 2003-09-25 | RO | Advising on securities | 2003-09-25 | RO | Asset management | 2003-09-25 | RO | Dealing in securities | 2018-08-16 |
| 3 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2022-09-26 | 2024-03-15 |
| 4 | RED EAGLE SECURITIES LIMITED (HK) | RO | Dealing in securities | 2018-09-21 | 2023-02-28 |
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