Chua, Alvin Cheng Hock 蔡清福
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | RO | Advising on securities | 2018-01-31 | 2022-09-30 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-06-26 | 2016-01-18 | Rep | Dealing in securities | 2014-06-26 | 2016-01-18 | RO | Advising on securities | 2016-01-18 | 2022-09-30 | RO | Dealing in securities | 2016-01-18 | 2022-09-30 |
| 3 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2009-05-14 | 2010-03-26 | RO | Dealing in securities | 2010-03-26 | 2011-12-14 | RO | Advising on corporate finance | 2010-10-05 | 2011-12-14 |
| 4 | F&C Asset Management Asia Limited | RO | Dealing in securities | 2008-10-15 | 2009-04-15 | Rep | Dealing in securities | 2012-02-14 | 2012-02-16 | RO | Dealing in securities | 2012-02-16 | 2014-06-20 |
| 5 | Gopher Redwoods Asset Management Limited | Rep | Advising on securities | 2022-12-22 | 2023-01-20 | RO | Asset management | 2023-01-20 | 2023-07-27 | RO | Advising on securities | 2023-01-20 | 2024-03-31 | Rep | Asset management | 2023-07-27 | 2024-03-31 |
| 6 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-12-22 | 2023-01-20 | Rep | Dealing in securities | 2022-12-22 | 2023-01-20 | RO | Asset management | 2023-01-20 | 2023-07-27 | RO | Advising on securities | 2023-01-20 | 2024-03-31 | RO | Dealing in securities | 2023-01-20 | 2024-03-31 | Rep | Asset management | 2023-07-27 | 2024-03-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy