Chung, Gia Trien Litte
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2011-05-18 | 2011-07-12 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 2011-07-12 | 2012-12-14 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 2012-12-14 | 2014-12-23 | CGS International Securities Hong Kong Limited | Rep | 2015-01-13 | 2023-05-08 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 2023-09-26 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2010-06-14 | 2014-12-23 |
| 3 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2010-06-14 | 2011-07-12 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 2011-07-12 | 2012-12-01 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 2012-12-01 | 2014-12-23 | CGS International Securities Hong Kong Limited | Rep | 2015-01-13 | 2023-05-08 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 2023-09-26 |
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