Cunnington, Guillaume Serge Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-03-14 | 2011-10-28 | Rep | Dealing in securities | 2011-03-14 | 2012-02-13 | RO | Dealing in futures contracts | 2011-10-28 | 2012-02-13 | Rep | Dealing in futures contracts | 2012-02-13 | 2012-02-13 |
2 | Celera Markets Limited | Rep | Dealing in futures contracts | 2016-03-10 | 2016-06-06 | Rep | Dealing in securities | 2016-03-10 | 2016-06-06 | RO | Dealing in futures contracts | 2016-06-06 | 2017-12-09 | RO | Dealing in securities | 2016-06-06 | 2017-12-09 |
3 | Market Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-07-06 | 2021-10-26 | Rep | Dealing in securities | 2021-07-06 | 2021-10-26 | RO | Dealing in futures contracts | 2021-10-26 | 2022-03-11 | RO | Dealing in securities | 2021-10-26 | 2022-03-11 |
4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-01-25 | 2010-11-11 |
5 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2018-01-02 | 2018-02-15 | Rep | Dealing in securities | 2018-01-02 | 2018-02-15 | RO | Dealing in futures contracts | 2018-02-15 | 2018-08-07 | RO | Dealing in securities | 2018-02-15 | 2018-08-07 | Rep | Dealing in securities | 2018-08-07 | 2020-01-31 | Rep | Dealing in futures contracts | 2018-08-07 | 2020-12-10 | RO | Dealing in securities | 2020-01-31 | 2020-12-10 |
6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-01-25 | 2010-11-11 | Rep | Dealing in securities | 2010-01-25 | 2010-11-11 |
7 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2012-07-09 | 2012-09-27 | Rep | Dealing in securities | 2012-07-09 | 2012-09-27 | RO | Dealing in futures contracts | 2012-09-27 | 2015-07-31 | RO | Dealing in securities | 2012-09-27 | 2015-07-31 |
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