Cunnington, Guillaume Serge Charles

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep Dealing in futures contracts 2011-03-14 2011-10-28
Rep Dealing in securities 2011-03-14 2012-02-13
RO Dealing in futures contracts 2011-10-28 2012-02-13
Rep Dealing in futures contracts 2012-02-13 2012-02-13
2 Celera Markets Limited Rep Dealing in futures contracts 2016-03-10 2016-06-06
Rep Dealing in securities 2016-03-10 2016-06-06
RO Dealing in futures contracts 2016-06-06 2017-12-09
RO Dealing in securities 2016-06-06 2017-12-09
3 Market Securities (Hong Kong) Limited Rep Dealing in futures contracts 2021-07-06 2021-10-26
Rep Dealing in securities 2021-07-06 2021-10-26
RO Dealing in futures contracts 2021-10-26 2022-03-11
RO Dealing in securities 2021-10-26 2022-03-11
4 Newedge Broker Hong Kong Limited Rep Dealing in futures contracts 2010-01-25 2010-11-11
5 Qantex Capital Markets Limited Rep Dealing in futures contracts 2018-01-02 2018-02-15
Rep Dealing in securities 2018-01-02 2018-02-15
RO Dealing in futures contracts 2018-02-15 2018-08-07
RO Dealing in securities 2018-02-15 2018-08-07
Rep Dealing in securities 2018-08-07 2020-01-31
Rep Dealing in futures contracts 2018-08-07 2020-12-10
RO Dealing in securities 2020-01-31 2020-12-10
6 SG Asset Finance (Hong Kong) Limited Rep Dealing in futures contracts 2010-01-25 2010-11-11
Rep Dealing in securities 2010-01-25 2010-11-11
7 Vantage Capital Markets HK Limited Rep Dealing in futures contracts 2012-07-09 2012-09-27
Rep Dealing in securities 2012-07-09 2012-09-27
RO Dealing in futures contracts 2012-09-27 2015-07-31
RO Dealing in securities 2012-09-27 2015-07-31

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