Cunnington, Guillaume Serge Charles

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Newedge Broker Hong Kong Limited Rep Dealing in futures contracts 2010-01-25 2010-11-11
SG Asset Finance (Hong Kong) Limited Rep 2010-01-25 2010-11-11
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep 2011-03-14 2011-10-28
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED RO 2011-10-28 2012-02-13
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep 2012-02-13 2012-02-13
Vantage Capital Markets HK Limited Rep 2012-07-09 2012-09-27
Vantage Capital Markets HK Limited RO 2012-09-27 2015-07-31
Celera Markets Limited Rep 2016-03-10 2016-06-06
Celera Markets Limited RO 2016-06-06 2017-12-09
Qantex Capital Markets Limited Rep 2018-01-02 2018-02-15
Qantex Capital Markets Limited RO 2018-02-15 2018-08-07
Qantex Capital Markets Limited Rep 2018-08-07 2020-12-10
Market Securities (Hong Kong) Limited Rep 2021-07-06 2021-10-26
Market Securities (Hong Kong) Limited RO 2021-10-26 2022-03-11
2 SG Asset Finance (Hong Kong) Limited Rep Dealing in securities 2010-01-25 2010-11-11
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep 2011-03-14 2012-02-13
Vantage Capital Markets HK Limited Rep 2012-07-09 2012-09-27
Vantage Capital Markets HK Limited RO 2012-09-27 2015-07-31
Celera Markets Limited Rep 2016-03-10 2016-06-06
Celera Markets Limited RO 2016-06-06 2017-12-09
Qantex Capital Markets Limited Rep 2018-01-02 2018-02-15
Qantex Capital Markets Limited RO 2018-02-15 2018-08-07
Qantex Capital Markets Limited Rep 2018-08-07 2020-01-31
Qantex Capital Markets Limited RO 2020-01-31 2020-12-10
Market Securities (Hong Kong) Limited Rep 2021-07-06 2021-10-26
Market Securities (Hong Kong) Limited RO 2021-10-26 2022-03-11

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