Desai, Keemesh (SFC:AUL786)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2010-01-05 | 2014-06-01 | Rep | Dealing in securities | 2010-01-05 | 2014-06-01 | Rep | Dealing in securities | 2016-09-26 |
| 2 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2014-08-04 | 2016-08-08 | Rep | Dealing in securities | 2014-08-04 | 2016-08-08 |
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