Ha, Steve Wai Cheung 夏偉祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2008-09-18 | 2009-03-03 | Rep | Dealing in securities | 2009-04-14 | 2013-01-25 |
| 2 | Naga Advisors (HK) Limited | RO | Dealing in securities | 2018-02-05 | 2018-12-31 |
| 3 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2013-04-19 | 2015-12-21 | RO | Dealing in securities | 2015-12-21 | 2017-01-06 |
| 4 | Yunfeng Securities Limited | Rep | Dealing in securities | 2014-04-28 | 2015-12-21 | RO | Dealing in securities | 2015-12-21 | 2017-01-06 |
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