Ho, Anita Hoi Lam 何海琳

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Dealing in securities 2008-07-25 2008-12-11
Rep Advising on futures contracts 2008-08-07 2008-12-11
Rep Asset management 2008-08-07 2008-12-11
Rep Advising on futures contracts 2015-11-24 2016-10-15
Rep Advising on securities 2015-11-24 2016-10-15
Rep Asset management 2015-11-24 2016-10-15
Rep Dealing in futures contracts 2015-11-24 2016-10-15
Rep Dealing in securities 2015-11-24 2016-10-15
2 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep Dealing in securities 2009-04-17 2015-07-09
3 CGS-CIMB Securities (Hong Kong) Limited Rep Dealing in securities 2017-03-22
Rep Advising on securities 2020-10-16
4 Citigroup Global Markets Asia Limited Rep Dealing in securities 2007-08-02 2008-04-11
5 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2007-08-02 2008-04-11
Rep Dealing in futures contracts 2007-09-03 2008-04-11
6 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2006-11-02 2007-07-25
7 Nomura Asset Management Hong Kong Limited Rep Advising on securities 2015-07-24 2015-11-20
Rep Asset management 2015-07-24 2015-11-20
Rep Dealing in securities 2015-07-24 2015-11-20

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