Kim, Chanel Siu Wai 金小慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-06-13 | 2013-01-14 | Rep | Dealing in securities | 2011-06-13 | 2013-01-14 |
| 2 | KB Securities Hong Kong Limited | Rep | Advising on securities | 2009-10-15 | 2010-02-19 | Rep | Dealing in securities | 2009-10-15 | 2010-02-19 |
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