Lam, Karvan Ka Man 林嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2005-10-26 | 2016-06-06 | RO | Dealing in securities | 2016-06-06 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-07-12 | 2005-08-31 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Advising on securities | 2004-06-17 | Rep | Dealing in securities | 2004-06-17 |
| 4 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Advising on securities | 2004-06-17 | Rep | Dealing in securities | 2004-06-17 |
| 5 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-07-12 | 2005-02-04 |
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