Ma, Lai Mei 馬麗眉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2006-06-29 | 2012-04-23 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-05 | Rep | Asset management | 2004-02-05 | Rep | Advising on securities | 2004-02-10 | RO | Advising on securities | 2004-02-10 | 2006-05-03 | RO | Dealing in securities | 2004-02-10 | 2006-05-03 |
| 3 | ETRADE SECURITIES LIMITED | RO | Advising on securities | 2004-09-02 | 2006-05-03 | RO | Dealing in securities | 2004-09-02 | 2006-05-03 |
| 4 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2012-07-26 | 2016-08-02 |
| 5 | Yunfeng Securities Limited | Rep | Dealing in securities | 2013-12-27 | 2016-08-02 |
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