Ricklow, Darryl Michael (SFC:ATW459)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2009-10-02 | 2011-11-03 | Rep | Dealing in securities | 2009-10-02 | 2011-11-03 |
| 2 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2019-06-10 | 2019-10-17 | Rep | Dealing in securities | 2019-06-10 | 2019-10-17 |
| 3 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-11-30 | 2016-12-30 | Rep | Dealing in securities | 2011-11-30 | 2016-12-30 |
| 4 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2017-02-15 | 2019-03-29 | Rep | Dealing in securities | 2017-02-15 | 2019-03-29 |
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