Wong, Wai Yan (SFC:AWY281) 黃蔚茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-03-14 | 2014-10-17 | Rep | Dealing in securities | 2011-03-14 | 2014-10-17 | Rep | Advising on securities | 2011-05-17 | 2014-10-17 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-12-05 | 2016-08-11 | Rep | Advising on securities | 2015-01-07 | 2016-08-11 |
| 3 | Shangding International Asset Management Company Limited | Rep | Asset management | 2018-01-22 | 2018-11-09 |
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