Yen, Chanan 霍震南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on corporate finance | 2011-01-24 | 2011-12-16 |
| 2 | China United Merchants Asset Management Company Limited | RO | Advising on securities | 2024-01-05 | RO | Asset management | 2024-01-05 | RO | Dealing in securities | 2024-01-05 |
| 3 | Diligent Capital Limited | RO | Advising on corporate finance | 2023-05-05 | 2024-01-05 |
| 4 | DL SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2018-06-12 | 2018-08-01 | RO | Advising on corporate finance | 2018-08-01 | 2021-09-30 |
| 5 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2010-06-29 | 2011-01-14 |
| 6 | Great Wall Pan Asia Corporate Finance Limited | RO | Advising on corporate finance | 2017-08-28 | 2018-05-31 |
| 7 | JOINCAP CAPITAL LIMITED | RO | Advising on corporate finance | 2014-09-26 | 2017-08-15 |
| 8 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2012-01-04 | 2012-03-20 | Rep | Advising on securities | 2012-01-04 | 2012-03-20 | Rep | Dealing in securities | 2012-01-04 | 2012-03-20 |
| 9 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-08-18 | 2010-06-13 |
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