Yen, Chanan 霍震南

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2008-08-18 2010-06-13
EMPEROR CORPORATE FINANCE LIMITED Rep 2010-06-29 2011-01-14
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep 2011-01-24 2011-12-16
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep 2012-01-04 2012-03-20
JOINCAP CAPITAL LIMITED RO 2014-09-26 2017-08-15
Great Wall Pan Asia Corporate Finance Limited RO 2017-08-28 2018-05-31
DL SECURITIES (HK) LIMITED Rep 2018-06-12 2018-08-01
DL SECURITIES (HK) LIMITED RO 2018-08-01 2021-09-30
Diligent Capital Limited RO 2023-05-05 2024-01-05
2 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Advising on securities 2012-01-04 2012-03-20
China United Merchants Asset Management Company Limited RO 2024-01-05
3 China United Merchants Asset Management Company Limited RO Asset management 2024-01-05
4 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Dealing in securities 2012-01-04 2012-03-20
China United Merchants Asset Management Company Limited RO 2024-01-05

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