Wong, Tung 王棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVICT Global Asset Management Limited | RO | Advising on securities | 2019-06-12 | RO | Asset management | 2019-06-12 |
| 2 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2010-05-27 | 2010-07-23 | Rep | Dealing in securities | 2010-05-27 | 2010-07-23 | RO | Advising on securities | 2010-07-23 | 2016-12-15 | RO | Dealing in securities | 2010-07-23 | 2016-12-15 | Rep | Asset management | 2013-04-09 | 2016-09-13 | RO | Asset management | 2016-09-13 | 2016-12-15 |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-06-28 | 2007-11-03 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-07-12 | 2007-11-03 |
| 5 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2007-11-16 | 2010-05-27 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2007-11-16 | 2010-05-27 |
| 7 | Kaisa Asset Management Limited | Rep | Advising on securities | 2016-12-23 | 2017-01-11 | Rep | Asset management | 2016-12-23 | 2017-01-11 | RO | Advising on securities | 2017-01-11 | 2018-09-16 | RO | Asset management | 2017-01-11 | 2018-09-16 |
| 8 | WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2006-02-15 | 2006-06-29 |
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