Ueng, Yih-Ling 翁藝玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2010-12-24 | 2020-05-01 | Rep | Dealing in securities | 2010-12-24 | 2020-05-01 |
| 2 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2009-11-12 | 2010-11-30 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2008-05-05 | 2009-10-16 |
| 4 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2020-06-12 | Rep | Dealing in securities | 2020-06-12 | Rep | Asset management | 2020-07-09 |
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