Wong, Vicky Yuen Yee 黃婉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-05-23 | 2015-07-29 | Rep | Advising on securities | 2012-06-08 | 2015-07-29 |
| 2 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-01-21 | 2017-07-16 | Rep | Dealing in securities | 2016-01-21 | 2017-07-16 | Rep | Dealing in securities | 2019-08-02 | 2022-03-01 |
| 3 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2010-03-26 | 2011-05-04 |
| 4 | QMIS Securities Limited | Rep | Dealing in securities | 2018-09-21 | 2019-05-22 |
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