Cheng, James Vincent
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Asset management | 2014-07-02 | Rep | Dealing in securities | 2017-08-28 |
| 2 | CAPITAL RESEARCH COMPANY | Rep | Asset management | 2006-04-19 | 2014-07-02 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-05-11 | 2006-02-25 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-04-29 | Rep | Advising on securities | 2004-04-29 | Rep | Asset management | 2004-04-29 | Rep | Dealing in securities | 2004-04-29 |
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