Liu, Wai Kuen 廖偉權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARDINALASIA CONSULTING LIMITED | RO | Advising on securities | 2009-02-09 | 2013-08-01 | RO | Asset management | 2009-02-09 | 2013-08-01 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2007-08-01 |
| 3 | Cheung On Securities Limited | RO | Advising on securities | 2018-07-20 | 2019-09-20 | RO | Asset management | 2018-07-20 | 2019-09-20 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2007-08-01 |
| 5 | Impeccable Asset Management Limited | RO | Advising on securities | 2022-04-28 | RO | Asset management | 2022-04-28 |
| 6 | INV ADVISORY LIMITED | RO | Advising on securities | 2016-09-19 | 2017-02-20 | RO | Asset management | 2016-09-19 | 2017-02-20 |
| 7 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2004-05-20 | Rep | Asset management | 2004-05-20 | Rep | Automated trading services | 2004-05-20 | Rep | Dealing in futures contracts | 2007-08-01 |
| 8 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-05-20 | Rep | Advising on securities | 2004-05-20 | Rep | Asset management | 2004-05-20 | Rep | Automated trading services | 2004-05-20 | Rep | Dealing in securities | 2007-08-01 |
| 9 | Zheng He Capital Management Limited | Rep | Advising on securities | 2017-03-09 | 2017-04-12 | Rep | Asset management | 2017-03-09 | 2017-04-12 | RO | Advising on securities | 2017-04-12 | 2017-11-13 | RO | Asset management | 2017-04-12 | 2017-11-13 |
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