Yiu, Patrick Ho Yin 姚浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-04-25 | 2006-06-22 | RO | Asset management | 2006-06-22 | 2022-08-16 |
| 2 | CASH Wealth Management Limited | RO | Advising on securities | 2009-03-27 | 2015-02-26 | RO | Asset management | 2009-03-27 | 2022-08-16 | RO | Advising on securities | 2017-02-13 | 2022-08-16 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-25 | 2022-08-16 |
| 4 | CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-07-05 | 2005-07-08 | RO | Advising on securities | 2005-07-08 | 2006-04-18 | Rep | Asset management | 2005-08-03 | 2006-04-18 |
| 5 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2022-10-03 | |
| 6 | HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2022-10-03 | 2023-02-01 | Rep | Asset management | 2022-10-03 | 2023-02-01 | RO | Advising on securities | 2023-02-01 | RO | Asset management | 2023-02-01 |
| 7 | HING WONG SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-03 | 2005-07-04 | Rep | Advising on securities | 2004-01-12 | 2005-07-04 |
| 8 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-11-10 | Rep | Advising on securities | 2003-11-10 | Rep | Asset management | 2003-11-10 | Rep | Automated trading services | 2003-11-10 | Rep | Dealing in securities | 2003-11-10 |
| 9 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-07-05 | 2006-04-18 |
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