Chan, William Hon Kei 陳漢基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-02-01 | 2016-03-11 | RO | Asset management | 2016-03-11 | 2023-10-25 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2009-08-28 | 2012-09-04 | RO | Advising on securities | 2012-09-04 | 2023-10-25 | RO | Dealing in securities | 2012-09-04 | 2023-10-25 | RO | Asset management | 2014-04-03 | 2023-10-25 |
| 3 | CELESTIAL CAPITAL LIMITED | RO | Dealing in securities | 2020-10-23 | 2022-05-26 |
| 4 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-01 | 2016-03-11 | RO | Dealing in futures contracts | 2016-03-11 | 2023-10-25 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-08 | 2016-03-11 | RO | Dealing in securities | 2016-03-11 | 2023-10-25 |
| 6 | Surich Asset Management Limited | Rep | Advising on securities | 2024-02-06 | Rep | Asset management | 2024-02-06 |
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