Chow, Tobee Chui Shan 周翠珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2013-09-26 | 2014-09-28 | Rep | Asset management | 2013-09-26 | 2014-09-28 |
| 2 | Broadway Wealth Management Limited | Rep | Advising on securities | 2009-03-03 | 2009-03-12 | Rep | Asset management | 2009-03-03 | 2009-03-12 |
| 3 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-08-05 | 2013-08-28 |
| 4 | CASH Wealth Management Limited | Rep | Advising on securities | 2009-04-14 | 2013-08-28 | Rep | Asset management | 2009-04-14 | 2013-08-28 | Rep | Advising on securities | 2014-12-04 | 2015-08-06 | Rep | Asset management | 2014-12-04 | 2015-08-06 | Rep | Dealing in securities | 2014-12-04 | 2015-08-06 | RO | Advising on securities | 2015-08-06 | 2016-03-14 | RO | Asset management | 2015-08-06 | 2016-03-14 | RO | Dealing in securities | 2015-08-06 | 2016-03-14 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-21 | 2013-08-28 | Rep | Dealing in securities | 2014-12-04 | 2016-03-14 |
| 6 | Glory Profit Capital Limited | RO | Advising on securities | 2019-12-16 | RO | Asset management | 2019-12-16 | RO | Dealing in securities | 2019-12-16 |
| 7 | Lion Global Financial Limited | Rep | Advising on securities | 2003-08-05 | 2008-12-31 | Rep | Asset management | 2007-09-11 | 2008-12-31 |
| 8 | RuiLian Financial Group Company Limited | RO | Advising on securities | 2017-01-23 | 2019-03-31 | RO | Asset management | 2017-01-23 | 2019-03-31 | RO | Dealing in securities | 2017-01-23 | 2019-03-31 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-26 | 2014-09-28 |
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