Kwok, Kin Chi 郭建志

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED RO Advising on securities 2012-05-02 2012-05-30
2 CASH ASSET MANAGEMENT LIMITED Rep Asset management 2010-12-20 2012-02-01
3 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2010-12-20 2012-02-01
4 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2007-07-04 2012-02-01
PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED RO 2012-05-02 2012-05-30

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