Tang, Kin Chor 鄧建初
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Win Capital Limited | RO | Dealing in securities | 2019-03-06 | 2020-11-21 | RO | Advising on securities | 2020-03-02 | 2020-11-21 | RO | Asset management | 2020-03-02 | 2020-11-21 |
| 2 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-02-10 | 2019-01-13 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2016-12-23 | 2019-01-13 |
| 4 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-10-04 | 2019-01-13 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-04 | 2019-01-13 |
| 6 | SunRiver International Securities Group Limited | RO | Advising on securities | 2021-01-05 | 2023-10-09 | RO | Asset management | 2021-01-05 | 2023-10-09 | RO | Dealing in securities | 2021-01-05 | 2023-10-09 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-09-28 | |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2004-09-28 |
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